Access comprehensive compliance services, including due diligence for mergers & acquisitions, AML/CTF reviews, and targeted regulatory assessments.
Navigating Australia’s complex regulatory landscape requires a proactive approach to compliance. Our Compliance assurance & regulatory review service provides businesses with in-depth assessments, independent reviews, and expert guidance to ensure adherence to industry regulations and legal requirements.
Whether you need compliance due diligence for mergers and acquisitions, annual compliance assurance reviews, or targeted compliance checks, we provide tailored solutions to help protect your business from regulatory breaches and financial risks.
Our compliance services
Compliance due diligence for mergers & acquisitions
Conducting thorough compliance due diligence is crucial before entering a merger, acquisition, or takeover. We assess regulatory obligations, identify potential risks, and ensure sound compliance frameworks—helping you avoid acquiring costly compliance failures as part of the transaction.
Annual compliance assurance reviews
Regular compliance reviews help businesses stay aligned with Australian regulatory requirements. Our team conducts annual assessments to ensure your organisation remains compliant and identifies areas for improvement before they become regulatory concerns.
Targeted compliance reviews
We offer specialised compliance reviews to help businesses meet regulatory obligations and mitigate risks. Our assessments cover client money handling, financial advice, AML/CTF obligations, and business continuity planning to ensure operational resilience.
Independent AML/CTF Program Part A reviews
We conduct independent reviews of AML/CTF Program Part A to ensure businesses meet AUSTRAC’s requirements. Our comprehensive assessment services focus on risk identification, compliance frameworks, transaction monitoring, and reporting obligations.
Automated Order Processing reviews & certifications
Automated trading systems for market participants must comply with strict regulatory standards. Our reviews ensure your Automated Order Processing (AOP) systems meet legal requirements, mitigate potential compliance-related risks, and operate efficiently within compliance frameworks.
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